Stock Connect Northbound Trading Service



Shanghai Stock Connect
Shenzhen Stock Connect
A shares Market Information
Through Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect, Hong Kong and foreign investors can trade certain securities (A shares and exchange traded funds (“ETFs”)) listed on Shanghai Stock Exchange (“SSE”) and Shenzhen Stock Exchange (“SZSE”) (“Northbound Trading”) while Mainland investors can trade certain securities (shares and ETFs) listed on The Stock Exchange of Hong Kong Limited (“SEHK”) (“Southbound Trading”).

Our Stock Connect Northbound Trading Service enables you to trade eligible securities listed in SSE ⁄ SZSE (“Stock Connect Securities”).

 

Important risk warnings

 

Investments involve risks. The prices of securities fluctuate, sometimes dramatically. The price of a security may move up or down, and may become valueless. It is as likely that losses will be incurred rather than profit made as a result of buying and selling securities.

 

Investors should note that investing in different Renminbi-denominated securities and products involves different risks (including but are not limited to currency risk, exchange rate risk, credit risk of issuer / counterparty, interest rate risk, liquidity risk (where appropriate)). The key risks of investing in securities via the Stock Connect Northbound Trading include:

 

  • Once the respective quota is used up, trading will be affected or will be suspended.
  • Stock Connect Northbound Trading will only operate on days when both markets are open for trading and when banks in both markets are open on the corresponding settlement days. Investors should take note of the days the Stock Connect Northbound Trading is open for business and decide according to their own risk tolerance whether or not to take on the risk of price fluctuations in securities during the time when Stock Connect Northbound Trading is not trading.
  • When a security is recalled from the scope of eligible securities for trading via Stock Connect Northbound Trading, that security can only be sold but NOT bought.
  • Investors will be exposed to currency risk if conversion of the local currency into RMB is required.

 

Investors should read in detail the relevant risk disclosure statements before making any investment decision.

 

For more details about Stock Connect, Northbound Investor ID Model & related information, please visit HKEX website at http://www.hkex.com.hk.